Annual and Quarterly Reports

Compliance Assurance Annual Reports

Enforcement Actions Quarterly Reports

2016 Compliance and Enforcement Reports

October 1, 2016 – December 31, 2016– Feb 2017 (14 pages, <1 MB)
July 1, 2016 – September 30, 2016– Nov 2016 (13 pages, <1 MB)
April 1, 2016 – June 30, 2016- Sep 2016 (14 pages, <1 MB)
January 1, 2016 – March 31, 2016- May 2016 (12 pages, <1 MB)

2015 Compliance and Enforcement Reports

October 1, 2015 – December 31, 2015- Jan 2016 (15 pages, <1 MB)
July 1, 2015 – September 30, 2015- Jun 2016 (12 pages, <1 MB)
April 1, 2015 – June 30, 2015- Aug 2015 (13 pages, <1 MB)
January 1, 2015 – March 31, 2015- May 2015 (13 pages, <1 MB)

2014 Compliance and Enforcement Reports

October 1, 2014 - December 31, 2014 - Mar 2015 (13 pages, <1 MB)
July 1, 2014 - September 30, 2014 - Dec 2014 (12 pages, <1 MB)
April 1, 2014 - June 30, 2014 - Aug 2014 (9 pages, <1 MB)
January 1, 2014 - March 31, 2014 - May 2014 (12 pages, 2.4 MB)

2013 Compliance and Enforcement Reports

October 1, 2013 - December 2013- February 2014 (17 pages, <1 MB)
July 1, 2013 - September 30, 2013- December 2013 Revised (15 pages, <1 MB)
April 1, 2013 - June 30, 2013- July 2013 (21 pages, <1 MB)
January 1, 2013 - March 31, 2013- April 2013 (15 pages, <1 MB)

2012 Compliance and Enforcement Reports

October 1, 2012 - December 31, 2012– Jan 2013 (14 pages, <1 MB)
July 1, 2012 - September 30, 2012– Nov 2012 (18 pages, <1 MB)
April 1, 2012 - June 30, 2012– Jul 2012 (16 pages, <1 MB)
January 1, 2012 - March 31, 2012– May 2012 (16 pages, <1 MB)

2011 Compliance and Enforcement Reports

October 1, 2011 - December 31, 2011 – January 2012 (12 pages, <1 MB)
July 1, 2011 - September 30, 2011 – October 2011 (13 pages, <1 MB)
April 1, 2011 - June 30, 2011 – July 2011 (20 pages, <1 MB)
January 1, 2011 - March 31, 2011 – May 2011 (15 pages, <1 MB)

2010 Compliance and Enforcement Reports

October 1, 2010 - December 31, 2010 – February 2011 (33 pages, <1 MB)
July 1, 2010 - September 30, 2010 – October 2010 (16 pages, <1 MB)
April 1, 2010 - June 30, 2010 – July 2010 (18 pages, <1 MB)
January 1, 2010 - March 31, 2010 – May 2010 (16 pages, <1 MB)

2009 Compliance and Enforcement Reports

October 1, 2009 - December 31, 2009 – April 2010 (11 pages, <1 MB)
July 1, 2009 - September 30, 2009 – November 2009 (13 pages, <1 MB)
April 1, 2009 - June 30, 2009 – August 2009 (22 pages, <1 MB)
January 1, 2009 - March 31, 2009 – May 2010 (16 pages, <1 MB)

2008 Compliance and Enforcement Reports

October 1, 2008 - December 31, 2008 – March 2009 (13 pages, <1 MB)
July 1, 2008 - September 30, 2008 – November 2008 (13 pages, <1 MB)
April 1, 2008 - June 30, 2008 – August 2008 (14 pages, <1 MB)
January 1, 2008 - March 31, 2008 – May 2008 (13 pages, <1 MB)

For previous reports visit:

Creative Sentencing Report

 

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Updated: Aug 25, 2017